The Canadian Investment Regulatory Organization (CIRO) and securities regulatory authorities have provided an update on recent rule changes announced by the United States Securities and Exchange Commission (SEC).
The update includes contributions from regulators in Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador, Nunavut, Northwest Territories, and Yukon.
These changes follow SEC consultations launched on December 14, 2022, regarding four proposals to alter key elements of US market structure (SEC Proposed Amendments).